OUR FIRM

 


 

 

 

Financial Advisor & Owner

After enjoying successful careers during the 1980s and 1990s in the areas of customer service (United Airlines), project management (Scott Lamp Company), and technology (AirTouch), Tom’s path logically led to the financial services industry.  He was looking for a profession that would build on his previously acquired strengths and would enable him to reach out and help people.

Tom began in 2000 with Prudential Financial Planning Services in Walnut Creek, California.  There he was part of an award-winning team, building his clientele by working with other young families, close friends and business owners who were seeking advice with their finances.  His office eventually merged with the local Prudential Securities branch in 2001, and in the days following September 11--during the very trying times in the stock market and the world--it was a time for Tom to be a stable force in his clients’ lives.

The following year, 2002, he and his team made a strategic move to continue their financial planning focus and affiliated with MetLife in Lafayette.  There he made some very positive influences with his clients while expanding his financial planning practice.  It worked well for him until November 2004 when he decided to start his own independent financial advisory practice.  Now affiliated with Trinity Fiduciary Partners, LLC, he enjoys the ultimate freedom of working independently and solely for his clients.

There are two motivating and permeating influences in Tom’s life:  his faith and his family.  He has been an active and faithful parishioner of St. Bonaventure Catholic Community in Concord since 1971.  Also, being close to his family is of utmost importance to Tom.  He and his wife, Jacqui, were married in 1999 and have been blessed with eight children.  Ask him to see a picture of the gang!

Tom earned his Bachelor of Arts degree at Holy Names University of Oakland, CA in 1986.  He is a Registered Representative with the Financial Industry Regulatory Authority (FINRA) holding two licenses:  the Series 7 (General Securities) and the Series 66 (Investment Adviser Representative).  He is also holds a Life and Health Agent license with the California Department of Insurance.

Tom is licensed in the following states: AZ, CA, CO, CT, OR, WA.