Investments: Introduction

Here’s an introduction to how me manage assets for our clients.

After we assess your risk tolerance and assign a Risk Number to your portfolio, we diversify your investments with an appropriate asset allocation based on your goals and time horizon.

We will then continue to monitor and rebalance your portfolio as needed.

Lastly, when economic cycles dictate, we will proactively communicate with you to make additional suggestions and adjustments to your portfolio.

 

Platforms We Use To Manage Assets

  • Charles Schwab

    Servicing more than 33 million brokerage accounts and with over $7 trillion of total client assets, we use Charles Schwab as a custodian for their financial stability, security, and unparalleled service.

    Some of the types of accounts available: Individual Brokerage, Community Property, Joint Tenants With Rights of Survivorship, Revocable & Irrevocable Trusts, Donor-Advised Funds, Custodial Accounts, Individual 401(k) Plans, IRAs (Traditional, Roth, SEP & SIMPLE). (Click here for a complete list.)

  • Pontera

    We use Pontera to manage assets where they are – without moving them to Charles Schwab.

    Leave your account at its current custodian (Fidelity, Vanguard, T. Rowe Price, etc.) and we can view your holdings, investment options, and also place trades.

    This works best for 401(k) Plans, 403(b) Plans, Variable Annuities, and 529 Plans.